Adverse Effects in Clinical Trials: ICH Guidelines

Adverse effects in clinical trials are not just for clinical research teams. They are relevant to everyone working in the pharmaceutical industry, including QA, QC, Production, R&D, Microbiology, Regulatory Affairs, and Pharmacovigilance. Even if you never work directly on clinical trials, understanding these terms helps you appreciate how drug safety is evaluated before a product ever reaches manufacturing or the market.

This article explains adverse effects in simple terms, while still aligning with ICH guidelines.

Why Are Adverse Effects So Important in Clinical Trials?

Before a medicine is approved, it is tested in humans to answer two critical questions:

  1. Does it work?
  2. Is it safe enough to be used?

Clinical trials are where safety risks are identified, documented, evaluated, and communicated to regulators. Every unusual medical problem seen during a trial—big or small—helps build the drug’s safety profile.

That is why adverse effects are never ignored, even if they appear unrelated.

Adverse Event (AE): The Broadest Safety Term

An Adverse Event (AE) means any unwanted medical issue that happens to a trial participant after receiving a pharmaceutical product.

👉 The most important thing to remember:
An Adverse Effect does NOT have to be caused by the drug.

Simple way to understand an AE:

If something medically abnormal happens after a person takes a study drug, it is recorded as an AE—even if the drug had nothing to do with it.

Examples:

  • Headache after taking the study drug
  • Fever due to a viral infection during the trial
  • Abnormal liver enzyme values in a lab report
  • Injury from an accident during the study period

All of these are AEs, because they occurred during the trial timeline.

This approach ensures nothing is missed, and safety data remains transparent.

Adverse Drug Reaction (ADR): When the Drug Is Suspected

An Adverse Drug Reaction (ADR) is more specific than an AE.

An ADR is an adverse event where a relationship with the drug cannot be ruled out.

In simple terms:

If there is a reasonable chance that the drug caused the problem, it becomes an ADR.

Key Difference Between AE and ADR

AspectAdverse Event (AE)Adverse Drug Reaction (ADR)
Drug relationshipNot requiredSuspected or possible
ScopeVery broadMore specific
FocusWhat happenedWhy it may have happened

Example:

  • A subject develops a headache → AE
  • Multiple subjects develop headache after dosing → Likely ADR

What About “Side Effect”?

In the past, the term side effect was commonly used. However, it created confusion because:

  • Sometimes it meant harmful effects
  • Sometimes it meant harmless or even beneficial effects

Because of this ambiguity, regulators recommend not using “side effect” and instead using AE or ADR, which are clearly defined.

Unexpected Adverse Drug Reactions: When Safety Data Changes

An unexpected adverse drug reaction is one that:

  • Has not been previously documented, or
  • Is more severe or different than what is already known

Unexpected does not mean surprising from a scientific point of view. It means:

“This reaction is not described in the official safety documents.”

Practical Example:

  • The Investigator’s Brochure mentions mild liver enzyme elevation
  • A subject develops acute liver failure

Even though both involve the liver, the severity and nature differ, making the reaction unexpected.

These events are extremely important because they may:

  • Change dose selection
  • Require additional monitoring
  • Lead to protocol amendments
  • Impact product development decisions

Serious Adverse Events (SAEs): Focus on Outcome, Not Intensity

A Serious Adverse Event (SAE) is defined by what happens to the patient, not how bad the symptom feels.

An event is considered serious if it:

  • Results in death
  • Is life-threatening
  • Requires hospitalization or extends an existing hospital stay
  • Causes permanent disability or incapacity
  • Causes a congenital anomaly or birth defect

Life-Threatening: What It Really Means

Life-threatening means the patient was at immediate risk of death at that moment, not hypothetically.

Serious vs Severe: A Very Common Confusion

Many pharma professionals mix up these terms, but they mean very different things.

Severity = Intensity

  • Mild
  • Moderate
  • Severe

Seriousness = Outcome

  • Hospitalization
  • Death
  • Disability

Example:

  • Severe headache → Not serious
  • Moderate allergic reaction requiring hospitalization → Serious

👉 Regulatory reporting depends on seriousness, not severity.

Events That May Still Be Considered Serious

Some events may not meet the strict SAE criteria but still pose a serious risk and require urgent attention.

Examples include:

  • Emergency treatment for severe allergic reactions
  • Convulsions not requiring hospitalization
  • Blood disorders detected through lab tests
  • Drug dependence or abuse

Medical judgment plays a key role in deciding whether these should be reported as serious.

Expected vs Unexpected: Why This Classification Matters

Regulators are particularly concerned about new safety information.

Expected Reactions

  • Already described in the Investigator’s Brochure or product information
  • Known to occur based on previous data

Unexpected Reactions

  • New in nature
  • More severe than documented
  • Provide additional safety insights

Until official documents are updated, every new occurrence of an unexpected serious reaction must be reported quickly.

ICH Guidelines on Adverse Effects

Also read

Stability Studies in Pharmaceuticals: ICH Guidelines